SEC Form 4 · accession 0001615774-18-006935
Trident Acquisitions Corp. · TDACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vadim Komissarov
Officer — President and CFO · Director
Period of report
Jun 4, 2018
Accepted (ET)
Jul 27, 2018 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2018 | X | 209,860 | $10.00 | A | 224,860 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call option (right to buy) | $10.00 | Jun 4, 2018 | X | 209,860 | A | Jun 1, 2018 | Jun 30, 2018 | Common Stock | 209,860 | 0 | D |
Explanation of responses
- F1Represents purchase of common stock pursuant to the exercise of a Call Option.
- F2Represents shares of common stock held by Woodborough Investments, Ltd., over which Vadim Komissarov has voting and dispositive power.