SEC Form 4 · accession 0001615774-18-006933
Trident Acquisitions Corp. · TDACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ilya Ponomarev
Officer — Chief Executive Officer · Director
Period of report
Jun 4, 2018
Accepted (ET)
Jul 27, 2018 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2018 | X | 209,860 | $10.00 | D | 1,502,440 | I | See Footnote |
| Common StockF2 | Jun 4, 2018 | X | 309,860 | $10.00 | D | 370,000 | I | See Footnote |
| Common StockF2 | Jun 4, 2018 | X | 20,000 | $10.00 | D | 350,000 | I | See Footnote |
| Common StockF2 | Jun 4, 2018 | X | 10,000 | $10.00 | D | 340,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to sell)F3 | $10.00 | Jun 4, 2018 | X | 209,860 | D | Jun 1, 2018 | Jun 30, 2018 | Common Stock | 209,860 | 0 | I |
| Call Option (right to sell)F4 | $10.00 | Jun 4, 2018 | X | 309,860 | D | Jun 1, 2018 | Jun 30, 2018 | Common Stock | 309,860 | 0 | I |
| Call Option (right to sell)F4 | $10.00 | Jun 4, 2018 | X | 20,000 | D | Jun 1, 2018 | Jun 30, 2018 | Common Stock | 20,000 | 0 | I |
| Call Option (right to sell)F4 | $10.00 | Jun 4, 2018 | X | 10,000 | D | Jun 1, 2018 | Jun 30, 2018 | Common Stock | 10,000 | 0 | I |
Explanation of responses
- F1Represents sale of common stock pursuant to a Call Option granted by Eastpower OU, of which Ilya Ponomarev is the sole director.
- F2Represents sale of common stock pursuant to a Call Option granted by Fivestar OU, of which Ilya Ponomarev is the sole director.
- F3Such Call Option is granted by Eastpower OU, of which Ilya Ponomarev is the sole director.
- F4Such Call Option is granted by Fivestar OU, of which Ilya Ponomarev is the sole director.