SEC Form 3 · accession 0001615774-18-004713
Trident Acquisitions Corp. · TDACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas John Gallagher
Director
Period of report
May 29, 2018
Accepted (ET)
Jun 1, 2018 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,000 | D | ||
| Common StockF1 | holding | — | — | — | 1,000,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF4,F2,F3 | $11.50 | holding | — | — | — | — | — | Common Stock | 500,000 | — | I |
Explanation of responses
- F1Represents 500,000 shares of common stock and 500,000 shares of common stock underlying private units held by Channingwick Limited, of which Thomas Gallagher has voting and dispositive power over.
- F2The warrants become exercisable on the later of (i) 30 days from the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- F3The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- F4Represents warrants included as part of the private units held by Channingwick Limited, of which Thomas Gallagher has voting and dispositive power over.