SEC Form 4 · accession 0001673358-26-000131
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duoduo (Howard) Huang
Officer — Chief Supply Chain Officer
Period of report
Aug 18, 2026
Accepted (ET)
Aug 19, 2026 · 6:02 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2026 | M | 7,638 | $26.56 | A | 34,740 | D | |
| Common Stock | Aug 18, 2026 | M | 10,479 | $41.66 | A | 45,219 | D | |
| Common StockF1 | Aug 18, 2026 | S | 3,344 | $47.14 | D | 41,875 | D | |
| Common StockF1 | Aug 18, 2026 | S | 1,239 | $47.14 | D | 40,636 | D | |
| Common Stock | Aug 18, 2026 | D | 4,294 | $47.25 | D | 36,342 | D | |
| Common Stock | Aug 18, 2026 | D | 9,240 | $47.25 | D | 27,102 | D | |
| Common StockF2 | Aug 18, 2026 | S | 19,513 | $47.07 | D | 7,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $26.56 | Aug 18, 2026 | M | 7,638 | D | — | Feb 10, 2027 | Common Stock | 7,638 | 0 | D |
| Stock Appreciation RightF3 | $41.66 | Aug 18, 2026 | M | 10,479 | D | — | Feb 7, 2029 | Common Stock | 10,479 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $47.14 to $47.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $46.91 to $47.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Vested in full.