SEC Form 4 · accession 0001127602-19-008657
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela Ai
Officer — Chief Development Officer
Period of report
Feb 27, 2019
Accepted (ET)
Feb 27, 2019 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 13,730 | $19.46 | A | 16,382 | D | |
| Common Stock | Feb 27, 2019 | D | 6,362 | $42.00 | D | 10,020 | D | |
| Common Stock | Feb 27, 2019 | S | 7,368 | $42.00 | D | 2,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $19.46 | Feb 27, 2019 | M | 13,730 | D | — | Feb 8, 2022 | Common Stock | 13,730 | 0 | D |
Explanation of responses
- F1Vested in full.