SEC Form 4 · accession 0001127602-19-007309
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice H Wang
Officer — Chief Public Affairs Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 20, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 8,500 | $21.06 | A | 15,500 | D | |
| Common Stock | Feb 20, 2019 | D | 4,262 | $42.01 | D | 11,238 | D | |
| Common Stock | Feb 20, 2019 | S | 4,238 | $41.975 | D | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $21.06 | Feb 20, 2019 | M | 8,500 | D | — | Feb 5, 2026 | Common Stock | 8,500 | 6,994 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from 2/5/2016.