SEC Form 4 · accession 0001127602-19-005806
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela Ai
Officer — Chief Development Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 6:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 28,833 | $19.46 | A | 31,485 | D | |
| Common Stock | Feb 13, 2019 | D | 13,580 | $41.32 | D | 17,905 | D | |
| Common StockF1 | Feb 13, 2019 | S | 15,253 | $41.2821 | D | 2,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $19.46 | Feb 13, 2019 | M | 28,833 | D | — | Feb 8, 2022 | Common Stock | 28,833 | 13,730 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $41.28 to $41.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Vested in full.