SEC Form 4 · accession 0001127602-19-005207
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xueling Lu
Officer — Controller and PAO
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 7:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2019 | M | 1,863 | $26.56 | A | 1,863 | D | |
| Common Stock | Feb 11, 2019 | D | 1,200 | $41.25 | D | 663 | D | |
| Common Stock | Feb 11, 2019 | S | 663 | $41.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $26.56 | Feb 11, 2019 | M | 1,863 | D | — | Feb 10, 2027 | Common Stock | 1,863 | 3,726 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from 02/10/2017.