SEC Form 4 · accession 0001127602-19-004965
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted Lee
Officer — GM Little Sheep & East Dawning
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 7:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $41.66 | Feb 7, 2019 | A | 11,166 | A | — | Feb 7, 2029 | Common Stock | 11,166 | 11,166 | D |
| Restricted Stock UnitF2,F3,F4 | — | Feb 7, 2019 | A | 3,601 | A | — | — | Common Stock | 3,601 | 3,601 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.
- F2Conversion occurs on a one-for-one basis.
- F3Vesting occurs 100% on the third anniversary of the grant date.
- F4This grant does not have an expiration date.