SEC Form 4 · accession 0001127602-19-004719
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danny Tan
Officer — Chief Supply Chain Officer
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | M | 9,910 | $9.96 | A | 30,538 | D | |
| Common Stock | Feb 6, 2019 | D | 2,408 | $41.00 | D | 28,130 | D | |
| Common Stock | Feb 6, 2019 | S | 7,502 | $41.00 | D | 20,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $9.96 | Feb 6, 2019 | M | 9,910 | D | — | Feb 5, 2020 | Common Stock | 9,910 | 0 | D |
Explanation of responses
- F1Vested in full.