SEC Form 4 · accession 0001127602-18-031732

Yum China Holdings, Inc. · YUMC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 11:14 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001673358

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Phantom Stock^F4,F1,F2,F3	—	Oct 31, 2018	J	18,963	D	—	—	Common Stock	18,963	D
Phantom Stock^F4,F1,F2,F3	—	Oct 31, 2018	J	31,513	D	—	—	Common Stock	31,513	D
Phantom Stock^F4,F1,F2,F3	—	Oct 31, 2018	J	390	D	—	—	Common Stock	390	D
Phantom Stock^F4,F1,F2,F3	—	Oct 31, 2018	J	38,592	D	—	—	Common Stock	38,592	D
Phantom Stock^F5,F1,F2,F3	—	Oct 31, 2018	J	2,731	D	—	—	Common Stock	2,731	D

F1Conversion occurs on a one-for-one basis.
F2Distribution occurs upon separation of employment.
F3This grant does not have a specified expiration date.
F4This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.
F5This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.