SEC Form 4 · accession 0001127602-18-030071
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Muktesh Pant
Director
Period of report
Oct 10, 2018
Accepted (ET)
Oct 12, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2018 | M | 133,503 | $8.84 | A | 308,645 | D | |
| Common Stock | Oct 10, 2018 | D | 35,763 | $33.00 | D | 272,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $8.84 | Oct 10, 2018 | M | 133,503 | D | — | Feb 5, 2019 | Common Stock | 133,503 | 0 | D |
Explanation of responses
- F1Vested in full.
Remarks
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 7, 2018.