SEC Form 4 · accession 0001127602-18-027129
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela Ai
Officer — Chief Development Officer
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 6:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2018 | M | 9,000 | $19.00 | A | 9,000 | D | |
| Common Stock | Sep 7, 2018 | D | 4,471 | $38.25 | D | 4,529 | D | |
| Common Stock | Sep 7, 2018 | S | 4,529 | $38.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $19.00 | Sep 7, 2018 | M | 9,000 | D | — | Feb 6, 2023 | Common Stock | 9,000 | 17,127 | D |
Explanation of responses
- F1Vested in full