SEC Form 4 · accession 0001127602-18-001316
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joey Wat
Officer — Chief Operating Officer · Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 6:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 4,699 | $42.50 | A | 8,692 | D | |
| Common Stock | Jan 4, 2018 | F | 695 | $42.50 | D | 7,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jan 4, 2018 | M | 4,699 | D | — | — | Common Stock | 4,699 | 9,295 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.
- F3This grant does not have an expiration date.