SEC Form 4/A · accession 0001127602-17-031539
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Louis Hsieh
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 7, 2017 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 39,080 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 2, 2017, the reporting person mistakenly filed a Form 4 reporting an acquisition of 6,141 shares of common stock as non-employee director annual compensation, which did not in fact occur. As of November 1, 2017, the reporting person owned 39,080 shares of common stock.