SEC Form 4 · accession 0001127602-17-024640
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Kuai
Officer — Brand GM, Pizza Hut Home Svs
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 1,319 | $19.00 | A | 2,692 | D | |
| Common Stock | Jul 31, 2017 | D | 699 | $35.86 | D | 1,993 | D | |
| Common Stock | Jul 31, 2017 | S | 620 | $35.83 | D | 1,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $19.00 | Jul 31, 2017 | M | 1,319 | D | — | Feb 6, 2023 | Common Stock | 1,319 | 0 | D |
Explanation of responses
- F1Vested in full