SEC Form 5 · accession 0001127602-17-005995
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Linen
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2016 | L | 10 | $26.71 | A | 43 | I | By Wife |
| Common Stock | Nov 9, 2016 | L | 10 | $26.27 | A | 43 | I | By Wife |
| Common Stock | Nov 10, 2016 | L | 9 | $26.20 | A | 43 | I | By Wife |
| Common Stock | Nov 11, 2016 | L | 14 | $26.68 | A | 43 | I | By Wife |
| Common Stock | holding | — | — | — | 27,179 | D | ||
| Common Stock | holding | — | — | — | 5,864 | I | By 2015 Grantor Retained Annuity Trust #2 | |
| Common Stock | holding | — | — | — | 10,000 | I | By 2016 Grantor Retained Annuity Trust #2 |
Table II — derivative securities
No Table II lines on this filing.