SEC Form 4 · accession 0001127602-17-005621
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joey Wat
Officer — Chief Executive Officer, KFC
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 8:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $26.56 | Feb 10, 2017 | A | 111,774 | A | — | Feb 10, 2027 | Common Stock | 111,774 | 111,774 | D |
| Restricted Stock UnitF2,F3,F4 | — | Feb 10, 2017 | A | 75,302 | A | — | — | Common Stock | 75,302 | 75,302 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.
- F2Conversion occurs on a one-for-one basis.
- F3Vesting will occur 100% on the fourth anniversary of the grant date.
- F4This grant does not have an expiration date.