SEC Form 4 · accession 0001127602-17-000531
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Hill
Officer — Vice President, Controller
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2017 | M | 662 | $26.12 | A | 2,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Jan 1, 2017 | M | 662 | D | — | — | Common Stock | 662 | 0 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Distribution occurs upon earlier of separation of employment or 1/1/2017.
- F3This grant does not have an expiration date.