SEC Form 4 · accession 0000016732-16-000151
CAMPBELL'S Co · CPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. Alexander
Officer — Senior Vice President
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | D | 12,193 | $0.00 | D | 154,800 | D | |
| Common Stock | Sep 30, 2016 | F | 9,428 | $54.38 | D | 145,372 | D | |
| Common StockF2 | holding | — | — | — | 8,317 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $54.65 | Oct 1, 2016 | A | 55,290 | A | — | Oct 1, 2026 | Common Stock | 55,290 | 55,290 | D |
Explanation of responses
- F1Represents number of shares previously reported as acquired by the reporting person that were forfeited because the performance criteria required for vesting were not met.
- F2Represents routine transactions under the issuer's 401(k) Plan since the date of the reporting person's last report.
- F3The options will vest in equal installments on each of the first three anniversaries of the Grant Date.