SEC Form 4 · accession 0000016732-15-000050
CAMPBELL'S Co · CPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Alice Malone
Director · 10% Owner
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 10,336 | $29.91 | A | 39,931,284 | I | Mary Alice Malone Revocable Trust |
| Common StockF1 | holding | — | — | — | 13,230,543 | I | Contango Limited LP | |
| Common StockF2 | holding | — | — | — | 1,333 | I | Hera Management LLC | |
| Common StockF3 | holding | — | — | — | 51,158 | I | Trusts for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $29.91 | Dec 1, 2015 | M | 10,336 | D | — | Jan 1, 2016 | Stock Option (right to buy) | 10,336 | 0 | D |
Explanation of responses
- F1Held by Contango LP, of which Hera Management LLC, a single member LLC of which Ms. Malone is the sole member, is the general partner. Ms. Malone disclaims beneficial ownership of all of the above shares except to the extent of her pecuniary interest therein.
- F2Held by Hera Management LLC, of which Ms. Malone is the sole member. Ms. Malone disclaims beneficial ownership of all of the above shares except to the extent of her pecuniary interest therein.
- F3Held by trusts for Ms. Malone's children. Ms. Malone is a trustee of these trusts and disclaims beneficial ownership of these shares.
- F4The options vested cumulatively over three years at the rate of 30%, 60%, 100% respectively on the first three anniversaries on the Grant Date.