SEC Form 5 · accession 0001144204-19-006075
Canterbury Park Holding Corp · CPHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wolf
Officer — Chief Financial Officer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001672909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 31, 2018 | P | 158 | $15.15 | A | 1,271 | D | |
| COMMON STOCK | Jun 30, 2018 | P | 84 | $14.97 | A | 1,355 | D | |
| COMMON STOCKF1 | Jun 30, 2018 | P | 355 | $12.72 | A | 1,710 | D | |
| COMMON STOCK | Sep 30, 2018 | P | 96 | $15.25 | A | 1,806 | D | |
| COMMON STOCKF1 | Dec 31, 2018 | P | 384 | $11.82 | A | 2,190 | D | |
| COMMON STOCK | Dec 31, 2018 | P | 87 | $13.91 | A | 2,277 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired pursuant to Canterbury Park Holding Corporations's Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.