SEC Form 4 · accession 0001144204-18-002316
Canterbury Park Holding Corp · CPHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carin J Offerman
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 16, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001672909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 3,000 | $11.35 | A | 88,048 | D | |
| Common Stock | Jan 12, 2018 | M | 3,000 | $6.66 | A | 91,048 | D | |
| Common Stock | Jan 12, 2018 | M | 3,000 | $7.05 | A | 94,048 | D | |
| Common Stock | Jan 12, 2018 | M | 3,000 | $13.30 | A | 97,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $11.35 | Jan 12, 2018 | M | 3,000 | D | Aug 1, 2008 | Feb 1, 2018 | Common Stock | 3,000 | 9,000 | D |
| Non-Qualified Stock OptionF1 | $6.66 | Jan 12, 2018 | M | 3,000 | D | Aug 2, 2009 | Feb 2, 2019 | Common Stock | 3,000 | 6,000 | D |
| Non-Qualified Stock OptionF1 | $7.05 | Jan 12, 2018 | M | 3,000 | D | Aug 1, 2010 | Feb 1, 2020 | Common Stock | 3,000 | 3,000 | D |
| Non-Qualified Stock OptionF1 | $13.30 | Jan 12, 2018 | M | 3,000 | D | Aug 1, 2011 | Feb 1, 2021 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Not applicable to non-qualified stock option grant.