SEC Form 4 · accession 0001144204-17-062608
Canterbury Park Holding Corp · CPHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burton F Dahlberg
Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001672909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | S | 1,112 | $16.00 | D | 16,709 | D | |
| Common Stock | Dec 4, 2017 | S | 100 | $16.20 | D | 16,609 | D | |
| Common Stock | Dec 4, 2017 | S | 2,788 | $15.995 | D | 13,821 | D | |
| Common Stock | Dec 4, 2017 | M | 3,000 | $11.35 | A | 16,821 | D | |
| Common Stock | Dec 4, 2017 | S | 72 | $17.105 | D | 16,749 | D | |
| Common Stock | Dec 4, 2017 | S | 1,300 | $17.10 | D | 15,449 | D | |
| Common Stock | Dec 4, 2017 | S | 950 | $17.05 | D | 14,499 | D | |
| Common Stock | Dec 4, 2017 | S | 520 | $17.00 | D | 13,979 | D | |
| Common Stock | Dec 5, 2017 | S | 158 | $17.20 | D | 13,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $11.35 | Dec 4, 2017 | M | 2,842 | D | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 2,842 | 3,158 | D |
| Non-Qualified Stock OptionF1 | $11.35 | Dec 5, 2017 | M | 158 | D | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 158 | 3,000 | D |
Explanation of responses
- F1Not applicable to stock option grants