SEC Form 4 · accession 0001654954-17-003587
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Stoneburner
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 24, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001672326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2017 | A | 17,045 | $0.00 | A | 38,479 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests as to 4,262 shares of common stock of the Registrant on the date of grant and as to 4,261 shares on June 30, 2017, 4,261 shares on September 30, 2017 and 4,261 shares on December 31, 2017.