SEC Form 3 · accession 0000899243-16-032772
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evercore Partners II LLC
10% Owner
Period of report
Oct 26, 2016
Accepted (ET)
Nov 4, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001672326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,027,444 | I | By Davis Petroleum Investment, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 40,822,093.008 shares of Davis Petroleum Acquisition Corp. ("Davis") common stock held by Davis Petroleum Investment, LLC in connection with the merger of the Issuer with and into Davis.
- F2These securities are directly owned by Davis Petroleum Investment, LLC and may be deemed to be beneficially owned by Evercore Partners II LLC by virtue of its role as managing member of Davis Petroleum Investment, LLC. Evercore Partners II LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.