SEC Form 4 · accession 0001571049-17-005064
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Falk
Director · 10% Owner
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 12, 2017 | S | 274,404 | $47.7162 | D | 243,334 | I | Via Revel Venture Fund I, L.P. |
| Class A Common StockF2 | May 12, 2017 | S | 43,334 | $49.0406 | D | 200,000 | I | Via Revel Venture Fund I, L.P. |
| Class A Common StockF3 | May 12, 2017 | S | 113,948 | $50.1041 | D | 86,052 | I | Via Revel Venture Fund I, L.P. |
| Class A Common Stock | holding | — | — | — | 50,000 | I | Via eValue AG |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $47.50 to $48.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person.
- F2This transaction was executed in multiple trades at prices ranging from $48.505 to $49.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person.
- F3This transaction was executed in multiple trades at prices ranging from $50.00 to $50.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person.