SEC Form 4 · accession 0001209191-18-059588
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian John Stempeck
Officer — Chief Client Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 20, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.819 | Nov 20, 2018 | M | 54,612 | D | — | Jan 19, 2025 | Class B Common Stock | 54,612 | 4,975 | D |
| Class B Common StockF2 | $0.00 | Nov 20, 2018 | M | 54,612 | A | — | — | Class A Common Stock | 54,612 | 74,612 | D |
| Employee Stock Option (Right to Buy)F3 | $3.36 | Nov 20, 2018 | M | 29,172 | D | — | Dec 8, 2025 | Class B Common Stock | 29,172 | 12,021 | D |
| Class B Common StockF2 | $0.00 | Nov 20, 2018 | M | 29,172 | A | — | — | Class A Common Stock | 29,172 | 103,784 | D |
Explanation of responses
- F1The option was granted on January 20, 2015, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F2Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
- F3The option was granted on December 9, 2015. The VCD is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.