SEC Form 4 · accession 0001209191-18-037901
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David Perdue
Officer — Chief Operating Officer · Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 14, 2018 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 13, 2018 | C | 27,434 | $0.00 | A | 107,211 | D | |
| Class A Common StockF1 | Jun 13, 2018 | C | 24,882 | $0.00 | A | 132,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $0.819 | Jun 13, 2018 | M | 27,434 | D | — | Jan 19, 2025 | Class B Common Stock | 27,434 | 48,820 | D |
| Class B Common StockF1 | $0.00 | Jun 13, 2018 | M | 27,434 | A | — | — | Class A Common Stock | 27,434 | 27,434 | D |
| Class B Common StockF1 | — | Jun 13, 2018 | C | 27,434 | D | — | — | Class A Common Stock | 27,434 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $3.36 | Jun 13, 2018 | M | 24,882 | D | — | Dec 8, 2025 | Class B Common Stock | 24,882 | 16,311 | D |
| Class B Common StockF1 | $0.00 | Jun 13, 2018 | M | 24,882 | A | — | — | Class A Common Stock | 24,882 | 24,882 | D |
| Class B Common StockF1 | — | Jun 13, 2018 | C | 24,882 | D | — | — | Class A Common Stock | 24,882 | 0 | D |
Explanation of responses
- F1Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
- F2The option was granted on January 20, 2015, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F3The option was granted on December 9, 2015, with a VCD of January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.