SEC Form 4 · accession 0001209191-18-028472
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Falk
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | May 3, 2018 | A | 4,045 | $0.00 | A | 8,318 | D | |
| Class A Common StockF2,F4 | May 3, 2018 | A | 1,072 | $49.44 | A | 9,390 | D | |
| Class A Common Stock | holding | — | — | — | 258,456 | I | Via Revel Ventur Fund I.L.P | |
| Class A Common Stock | holding | — | — | — | 50,000 | I | Via eValue AG | |
| Class A Common Stock | holding | — | — | — | 11,906 | I | Via Falk Ventures GmbH |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
- F2The restricted stock unit vests in quarterly installments over the one-year period following the grant or, if earlier, will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a board member through such date.
- F3This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
- F4This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $53,000.