SEC Form 4 · accession 0001209191-17-022681
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian John Stempeck
Officer — Chief Client Officer
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.171 | Mar 21, 2017 | M | 90,000 | D | — | Oct 16, 2022 | Class B Common Stock | 90,000 | 210,000 | D |
| Class B Common StockF2 | $0.00 | Mar 21, 2017 | M | 90,000 | A | — | — | Class A Common Stock | 90,000 | 120,000 | D |
Explanation of responses
- F1The option was granted on October 17, 2012, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F2Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time.