SEC Form 4 · accession 0001209191-17-016214
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian John Stempeck
Officer — Chief Client Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 8:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.069 | Feb 27, 2017 | M | 55,000 | D | — | Jul 22, 2020 | Class B Common Stock | 55,000 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $0.069 | Feb 27, 2017 | M | 33,333 | D | — | Oct 11, 2020 | Class B Common Stock | 33,333 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $0.069 | Feb 27, 2017 | M | 33,333 | D | — | Feb 27, 2021 | Class B Common Stock | 33,333 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $0.069 | Feb 27, 2017 | M | 33,333 | D | — | Apr 3, 2021 | Class B Common Stock | 33,333 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $0.069 | Feb 27, 2017 | M | 57,001 | D | — | Jul 7, 2021 | Class B Common Stock | 57,001 | 76,332 | D |
| Class B Common StockF6 | $0.00 | Feb 27, 2017 | M | 212,000 | A | — | — | Class A Common Stock | 212,000 | 257,000 | D |
Explanation of responses
- F1The option was granted on July 23, 2010 with a vesting commencement date ("VCD") of June 21, 2010. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
- F2The option was granted on October 12, 2010, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F3The option was granted on February 28, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F4The option was granted on April 4, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F5The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F6Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time.