SEC Form 4 · accession 0001144204-18-038881
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Falk
Director
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 16, 2018 | S | 62,072 | $93.18 | D | 196,384 | I | Via Revel Venture Fund I, L.P. |
| Class A Common StockF2 | Jul 17, 2018 | S | 100,069 | $93.97 | D | 96,315 | I | Via Revel Venture Fund I, L.P. |
| Class A Common Stock | holding | — | — | — | 116,445 | I | Via eValue AG | |
| Class A Common Stock | holding | — | — | — | 9,390 | D | ||
| Class A Common Stock | holding | — | — | — | 11,906 | I | Via Falk Ventures GmbH |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in multiple trades at prices ranging from $92.38 to $94.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person.
- F2The shares were sold in multiple trades at prices ranging from $92.14 to $95.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person.