SEC Form 4 · accession 0001104659-17-019678
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 20, 2017
Accepted (ET)
Mar 28, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Mar 20, 2017 | S | 15,908 | D | — | — | Class A Common Stock | 15,908 | 3,178,699 | D |
| Class B Common StockF1,F2 | — | Mar 22, 2017 | S | 35,600 | D | — | — | Class A Common Stock | 35,600 | 3,143,099 | D |
| Class B Common StockF1,F2 | — | Mar 22, 2017 | S | 577 | D | — | — | Class A Common Stock | 577 | 3,142,522 | D |
| Class B Common StockF1,F2 | — | Mar 23, 2017 | S | 43,700 | D | — | — | Class A Common Stock | 43,700 | 3,098,822 | D |
| Class B Common StockF1,F2 | — | Mar 24, 2017 | S | 23,744 | D | — | — | Class A Common Stock | 23,744 | 3,075,078 | D |
| Class B Common StockF1,F2 | — | Mar 24, 2017 | S | 29,571 | D | — | — | Class A Common Stock | 29,571 | 3,045,507 | D |
| Class B Common StockF1,F2 | — | Mar 24, 2017 | S | 900 | D | — | — | Class A Common Stock | 900 | 3,044,607 | D |
| Class B Common StockF1,F2 | — | Mar 27, 2017 | S | 24,000 | D | — | — | Class A Common Stock | 24,000 | 3,020,607 | D |
| Class B Common StockF1,F2 | — | Mar 27, 2017 | S | 7,708 | D | — | — | Class A Common Stock | 7,708 | 3,012,899 | D |
| Class B Common StockF1,F2 | — | Mar 27, 2017 | S | 32,000 | D | — | — | Class A Common Stock | 32,000 | 2,980,899 | D |
| Class B Common StockF1,F2 | — | Mar 27, 2017 | S | 24,200 | D | — | — | Class A Common Stock | 24,200 | 2,956,699 | D |
| Class B Common StockF1,F2 | — | Mar 27, 2017 | S | 84,832 | D | — | — | Class A Common Stock | 84,832 | 2,871,867 | D |
Explanation of responses
- F1The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date.
- F2Each share of Class B Common Stock converts automatically into one share of Class A Common Stock upon any transfer.