SEC Form 4 · accession 0001104659-16-146571
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 26, 2016
Accepted (ET)
Sep 26, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Convertible Preferred StockF1 | — | Sep 23, 2016 | C | 9,583,823 | D | — | — | Class B Common Stock | 3,194,607 | 0 | D |
| Class B Common StockF1 | — | Sep 23, 2016 | C | 3,194,607 | A | — | — | Class A Common Stock | 3,194,607 | 3,194,607 | D |
Explanation of responses
- F1The Series C Convertible Preferred Stock converted into Class B Common Stock on a one-for-three basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date