SEC Form 4 · accession 0001127602-18-036279
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Antilley
Officer — Chief Info Security Officer
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | S | 5,000 | $31.31 | D | 520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 37,687 | 37,687 | D |
| Stock OptionsF3 | $22.31 | holding | — | — | — | — | Mar 30, 2028 | Common Stock | 15,812 | 15,812 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
- F2Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plan. Units are subject to the terms of said plan and each unit thereunder automatically converts to a share of common stock at the rate noted in each plan on January 31st of the 2nd, 3rd, and 4th year following the plan year. Additionally, owner granted restricted stock units on his hire date, and each unit automatically converts to a share of common stock at the rate of 25% on the first four anniversaries thereof.
- F3Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Stock Options are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common share. 33% of the total Stock Options granted become exercisable on January 31st of each of the 1st, 2nd and 3rd year following the grant year.