SEC Form 4 · accession 0001127602-18-014009
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juli Spottiswood
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 4, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 19,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 30, 2018 | A | 6,051 | A | — | — | Common Stock | 6,051 | 6,051 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Restricted Stock awarded to Ms. Spottiswood in connection with her anticipated service as a director of the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on March 8, 2019. In the event Ms. Spottiswood's service as a director ends prior to such date, all of the shares shall be forfeited back to the Company.