SEC Form 4 · accession 0001127602-18-013939
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H West
Officer — Chief Executive Officer · Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 4, 2018 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 56,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 30, 2018 | A | 39,220 | A | — | — | Common Stock | 39,220 | 297,979 | D |
| Stock OptionsF3 | $22.31 | Mar 30, 2018 | A | 114,544 | A | — | Mar 30, 2028 | Common Stock | 114,544 | 114,544 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
- F2Owner granted Restricted Stock Units under Cardtronics' annual Long Term Equity Incentive Plan. Restricted Stock Units are subject to the terms of said plan and each Restricted Stock Unit thereunder automatically converts to a common share on January 31, 2020.
- F3Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Stock Options are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common share. 33% of the total Stock Options granted become exercisable on January 31st of each of the 1st, 2nd and 3rd year following the grant year.