SEC Form 4 · accession 0001127602-18-011251
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Tim Arnoult
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Mar 8, 2018 | M | 3,030 | — | A | 13,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | — | Mar 8, 2018 | M | 3,030 | D | — | — | Common Stock | 3,030 | 0 | D |
Explanation of responses
- F1Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on March 8, 2018. In the event, Mr. Arnoult's service as a director ends prior to such date, the shares will be forfeited back to the Company.
- F2Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director of the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on February 28, 2013. In the event Mr. Arnoult's service as a director ends prior to such date, all of the shares shall be forfeited back to the Company.
- F3Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director of the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on March 2, 2012. In the event, Mr. Arnoult's service as a director ends prior to such date all of the shares shall be forfeited back to the Company.
- F4Each Restricted Stock Unit represents a contingent right to receive one common share of issuer and are award under issue's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement
- F5Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F6Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in 2015. The forfeiture restrictions on the units shall lapse on March 24, 2016, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company.