SEC Form 4 · accession 0001127602-18-011167
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Rossi
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | M | 3,030 | — | A | 38,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 8, 2018 | M | 3,030 | D | — | — | Common Stock | 3,030 | 0 | D |
Explanation of responses
- F1Restricted Stock Units converted into common shares upon vesting in accordance each Restricted Stock Unit Agreement.
- F2Each Restricted Stock Unit represents a contingent right to receive one common share of issuer and are award under issue's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement
- F3Owner granted Restricted Stock Units under Cardtronics' Stock Incentive Plan for in connection with serving as a director for Cardtronics. Restricted Stock Units are subject to the terms of said plan and automatically convert to common shares approximately one year after grant.