SEC Form 4 · accession 0001127602-18-010917
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Bradley Nolan
Officer — EVP Global Product & Marketing
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | P | 5,725 | $26.16 | A | 6,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 7, 2018 | A | 2,265 | A | — | — | Common Stock | 2,265 | 6,611 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Award granted on date of hire. Each Restricted Stock Unit converts to a common share at the rate of 25% on December 15, 2017 through 2020.
- F3Each Restricted Stock Unit represents a contingent right to receive one common share of issuer and are award under issue's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement