SEC Form 4 · accession 0001127602-18-003735
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Dean Shaw
Other
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2018 | M | 2,596 | — | A | 2,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F4 | — | Jan 31, 2018 | F | 2,303 | D | — | — | Common Stock | 2,303 | 8,667 | D |
| Restricted Stock UnitsF1,F2,F4 | — | Jan 31, 2018 | M | 2,596 | D | — | — | Common Stock | 2,596 | 6,071 | D |
Explanation of responses
- F1Restricted Stock Units converted into common shares upon vesting in accordance each Restricted Stock Unit Agreement.
- F2Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
- F3Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.
- F4Restricted Stock Units granted under Cardtronics' annual Long Term Equity Incentive Plans. Restricted Stock Units are subject to the terms of said plans and each Restricted Stock Unit converts to a common share at the rate of 50%, 25% and 25% of the total Restricted Stock Units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.