SEC Form 4 · accession 0001127602-17-025357
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | M | 3,975 | — | A | 16,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 7, 2017 | F | 3,525 | D | — | — | Common Stock | 3,525 | 107,427 | D |
| Restricted Stock UnitsF1,F2 | — | Aug 7, 2017 | M | 3,975 | D | — | — | Common Stock | 3,975 | 103,452 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2In accordance with Mr. Simpson-Dent's Employment Agreement and Restrictive Stock Agreement dated August 7, 2013, these 7,500 restricted stock units converted into shares of Cardtronics common stock on the 4th anniversary date of said agreement.