SEC Form 4 · accession 0001127602-17-014290
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A. Rathgaber
Officer — Chief Executive Officer · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 5, 2017 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 319,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 31, 2017 | A | 16,797 | A | — | — | Common Stock | 16,797 | 207,234 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2An award of restricted stock units under the Cardtronics' 2017 Long Term Equity Incentive Plan and subject to the terms of the Restricted Stock Unit Agreement, each restricted stock unit will convert into one share of Cardtronics common stock as follows: 50% of the units on January 31, 2019; 25% of the units on January 31, 2020; and 25% of the units on January 31, 2021.