SEC Form 4 · accession 0001127602-17-009674
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Walker Dove
Other
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | M | 13,604 | — | A | 48,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 28, 2017 | F | 5,146 | D | — | — | Common Stock | 5,146 | 13,604 | D |
| Restricted Stock UnitsF1,F2 | — | Feb 28, 2017 | M | 13,604 | D | — | — | Common Stock | 13,604 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2In accordance with Mr. Dove's Employment Agreement and Restrictive Stock Agreement dated September 1, 2013, he was awarded 75,000 restricted stock units and subject to the terms thereof, 25% of these units will convert into one share of Cardtronics common stock on September 1st of each of the following three years, with the final 25% converting on February 28, 2017.