SEC Form 4 · accession 0001127602-17-003643
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A. Rathgaber
Officer — Chief Executive Officer · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | M | 51,849 | — | A | 325,199 | D | |
| Common Stock | Feb 1, 2017 | S | 6,000 | $54.49 | D | 319,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 31, 2017 | F | 32,965 | D | — | — | Common Stock | 32,965 | 143,640 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 31, 2017 | M | 51,849 | D | — | — | Common Stock | 51,849 | 91,791 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Shares sold pursuant to Mr. Rathgaber's Rule 10b5-1 Plan dated August 26, 2016.
- F3Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.