SEC Form 4 · accession 0001127602-17-001068
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juli Spottiswood
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | S | 2,500 | $54.78 | D | 12,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,647 | 3,647 | D |
Explanation of responses
- F1Shares sold pursuant to Ms. Spottiswood's Rule 10b5-1 Plan dated December 2, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Restricted Stock Units awarded to Ms. Spottiswood in connection with her anticipated service as a director for the Company in 2016. The forfeiture restrictions on the units shall lapse on March 10, 2017, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Ms. Spottiswood's service as a director ends prior to such date, the units will be forfeited back to the Company.