SEC Form 4 · accession 0001127602-16-070449
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H West
Officer — CFO and COO
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | M | 10,372 | — | A | 10,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 15, 2016 | F | 5,074 | D | — | — | Common Stock | 5,074 | 68,801 | D |
| Restricted Stock UnitsF1,F2 | — | Dec 15, 2016 | M | 10,372 | D | — | — | Common Stock | 10,372 | 58,429 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Owner granted restricted stock units on his date of hire. Each unit converts to a share of common stock at the rate of 25% on December 15, 2016 through 2019.