SEC Form 4 · accession 0001127602-16-066978
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Walker Dove
Other
Period of report
Nov 8, 2016
Accepted (ET)
Nov 14, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | G | 1,000 | — | D | 52,416 | D | |
| Common Stock | Nov 9, 2016 | S | 5,000 | $48.74 | D | 47,416 | D | |
| Common Stock | Nov 10, 2016 | S | 5,000 | $49.42 | D | 42,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1The filer gifted 1,000 shares to NC State Engineering Foundation, Inc.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3In accordance with Mr. Dove's Employment Agreement and Restrictive Stock Agreement dated September 1, 2013, he was awarded 75,000 restricted stock units and subject to the terms thereof, 25% of these units will convert into one share of Cardtronics common stock on September 1st of each of the following three years, with the final 25% converting on February 28, 2017.