SEC Form 4 · accession 0001127602-16-060352
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerardo Garcia
Officer — Chief Info. Security Officer
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | S | 10,000 | $46.11 | D | 17,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 12,323 | 12,323 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2These RSUs were granted pursuant to the annual Cardtronics Long Term Equity Incentive Plans and are subject to the terms thereof, including forfeiture. These units convert into Cardtronics common stock as follows: 50% on second anniversary date of the applicable plan; 25% on the 3rd anniversary date and 25% on the 4th anniversary date.